Drought occurs across large portions of Africa, often with devastating consequences for food security, water supply, crop production, and livestock. Drought often leads to famine, malnutrition, epidemics, and the displacement of large populations. Together with flooding, drought can significantly impede or erode a country’s economic growth and development. Drought is affected by a changing climate, and current projections indicate that it will become more frequent in the future.
Drought is defined as a persistent and abnormal moisture deficiency that impacts vegetation, animals, and people. There are four types of drought:
Meteorological drought is the first phase of drought. It usually leads to agricultural drought due to lack of soil water. If precipitation deficiencies continue, hydrological drought develops. The groundwater is usually the last to be affected and the last to return to normal levels.
The Greater Horn of Africa (GHA) includes the countries of Burundi, Djibouti, Eritrea, Ethiopia, Kenya, Rwanda, South Sudan, Somalia, Tanzania, and Uganda.
The GHA is a region of mostly high and complex terrain, which creates different local climates.
The GHA countries have a bimodal (twice yearly) rainfall pattern, with the long rains in March, April, May (MAM) and the short rains in October, November, December (OND). This pattern reflects the movement of the Inter-tropical Convergence Zone (ITCZ) following the overhead Sun. The long rains occur over several weeks with the relatively slow northward movement of the ITCZ. In contrast, the short rains occur during the more rapid southward migration and are highly variable from year to year.
The GHA experienced nine seasons of rainfall deficit between 2003 and 2008, which contributed to severe and devastating drought in 2009. This module explores that year's drought, using different types of data to understand its patterns, influencing factors, and impacts.
Drought monitoring and forecasting in Africa is limited by the scarcity of reliable ground-based observational data from, for example, rain gauge networks. There are large spatial gaps between operational weather stations and a lack of continuity in data from individual stations. As a result, rainfall measurements are commonly supplemented by data from satellite observations and atmospheric circulation models. This includes the following products, which we will examine in this module:
This module examines the 2009 drought situation in the GHA, focusing on conditions in Kenya. Kenya was selected because it has a long history of severe drought, has reliable long-term climate data, and is representative of the surrounding countries.
We will begin by looking at rainfall and drought conditions in the GHA in the years leading up to 2009, especially the short rains period of 2008 (October-November-December). Then we will examine the seasonal climate forecast for the long rains period (March-April-May) of 2009 and see what it portends. We will use satellite products to study rainfall performance for both rainfall seasons and see how they impacted the drought situation. Finally, we will look at the climate oscillations that can impact drought in the GHA and identifies patterns that were present in 2009 and contributed to its severity.
By the end of the module, weather forecasters and students should have a better understanding of drought and the tools available for its early detection and monitoring. Early detection is essential for planning for adaptation.
Kenya’s prolonged 2009 drought was impacted by previous seasons of depressed rainfall over most of the country. This graph shows the percentage of areas in Somalia, Ethiopia, and Kenya that were affected by drought between 1982 and 2011. Notice the increased trend from 2000.
This rainfall distribution map for Kenya is made from gauge data and shows the rainfall received with respect to the long-term mean for the short rains period of October, November, and December 2008. Amounts below 100% are less than average rainfall.
According to the data, much of Kenya received more than 75% of the long-term average seasonal rainfall in OND 2008, with some regions exceeding the average by up to 150%. However, the Coast Province and surrounding areas had below-normal rainfall. Click the Provinces tab if you are unfamiliar with Kenya's provinces.
The plot shows rainfall estimate anomalies for the OND 2008 short rains period. Review the plot, then answer the question below.
Which provinces have similar patterns in both the RFE anomaly and percent of normal rainfall distribution maps? Select the correct answer(s), then click Done.
The correct answers are a), b), d), e) and g).
As you can see, the findings are similar in some areas and different in others. The differences are due to the plots' data sources. The rainfall distribution map is made from gauges, which are irregularly and sparsely distributed, especially in eastern Kenya. In contrast, the RFE anomaly map is made from merged gauge and satellite data, and provides more detail about the magnitude, location, and spatial distribution of the rainfall deficit or surplus.
The World Meteorological Organization (WMO) Greater Horn of Africa Climate Outlook Forum (GHACOF) consists of national representatives and is coordinated by the IGAD (Inter-Governmental Authority on Development) Climate Prediction and Application Centre (ICPAC). The Forum provides routine outlooks of rainfall and drought severity (plus other measures) at 10-day (dekadal), monthly, and seasonal time scales. The predictions are based on recent past observations from stations and satellites, and output from dynamical and statistical models. National meteorological services also produce their own national outlooks at similar time scales.
In February 2009, the Climate Outlook Forum issued this rainfall forecast for the long rains period of 2009 (March-April-May). As you can see, most of the country is expected to receive less than normal precipitation, including areas that were already relatively dry. However, some of the driest areas in the southeast are predicted to get more rainfall than normal. As we go through the module, we'll see how accurate the expected trend is.
Vegetation indices (VI) are derived from satellite observations and indicate vegetation health when combined with theories of the biophysical response of vegetation to its environment.
The Normalized Difference Vegetation Index (NDVI) is a widely used indicator for studying the status of vegetation and estimating crop production. NDVI is the normalized difference between the reflectance of the near IR and visible channels of the Advanced Very High Resolution Radiometer (AVHRR), which flies on the NOAA POES and EUMETSAT METOP polar-orbiting satellites.
Since NDVI indicates the density and health of green vegetation, which are tied to rainfall performance, it is a good indicator of drought.
The index is available from a variety of sources, including:
We will begin by examining NASA MODIS NDVI data for all of 2009, identifying periods and areas in the GHA with the lowest vegetation indices and greatest deficit anomalies.
The NDVI is unitless and is scaled so that values range from -0.1 to 1.00. Values greater than 0.1 generally have increasing degrees of vegetation greenness and intensity. Areas with values from 0 to 0.1 typically consist of rocks and bare soil. Values less than 0.1 generally indicate decreasing vegetation greenness and intensity (although they sometimes indicate clouds, rain, and snow). Note that low values of NDVI do not necessarily denote lack of vegetation. For example, deciduous forests may appear more tan than green during winter.
Review the animation, then answer the questions below.
Let's start by interpreting the colours in the product. Select the terms that complete each sentence. When you are finished, click Done.
Cream to brown areas have low values of NDVI, reflecting inadequate rainfall. Green areas are vegetated, reflecting adequate or greater amounts of rainfall. Brown areas have little or no vegetation. White areas represent oceans or clouds, which obscure the land surface below.
In which period(s) did vegetation have the lowest performance in the GHA region? Choose all that apply.
The correct answers are a) and c).
Large areas of low NDVI were observed during February-March for most of Sudan, South Sudan, Ethiopia, Eritrea, Djibouti, Somalia, and Kenya.
During August-September, NDVI was lowest in Tanzania, Rwanda, Burundi, Kenya, and Somalia.
These periods have the climatological minima in precipitation for this region.
In which period did vegetation perform best in the GHA region?
The correct answer is d).
The vegetation was greenest in November and December.
NDVI anomalies are departures from long-term averages. Negative values represent a reduction from normal NDVI, while positive values represent an increase from normal. Review this NDVI anomaly animation for 2009, then answer the questions below.
How would you characterize NDVI values in the GHA region in 2009?
The correct answer is c).
Most countries had much lower NDVI values than normal in 2009.
Observe the spatial and temporal trend across the region. When did the drought peak in the GHA?
The correct answer is b).
During the third dekad of February, southeast Ethiopia, South Sudan, central and southern Kenya, Somalia, and central and northern Tanzania had below normal or depressed NDVI values.
The second dekad in April is usually the climax of rainfall in GHA region. Not coincidentally, it is the most important planting time in central and northern Tanzania. But the data show that the area experienced maximum depression in terms of vegetation cover then, signifying the presence of drought. The situation deteriorated in Kenya, Ethiopia, Somalia and east-central Uganda.
South Sudan was very green in May but turned to brownish red (very dry conditions) in the first dekad of June.
Southeastern Ethiopia continued to display depressed NDVI throughout this period. However, southwestern Ethiopia began the year in depressed conditions but returned to normal and above by May.
When did signs of drought end for most of the GHA?
The correct answer is c).
Signs of drought ended by the second and third dekads of October in South Sudan, Ethiopia, and Somalia.
Kenya had well established vegetation by the first dekad of November.
In Tanzania, NDVI remained below normal until the second dekad of November when the wet season began.
The time series graphs show current and mean NDVI values for stations in the Coast, Eastern, Central, and Western Provinces of Kenya from April to December 2009. The green is the mean while the red is the current value of NDVI. The difference between mean and current is the anomaly.
Time series are useful for seeing how drought evolves in different parts of the country. For example, in the Mombasa graph, the upward slope of the 2009 NDVI relative to the mean after October is one indicator of the switch from drought to normal conditions.
Review the plots, then you'll answer some questions about them on the next page.
Answer the questions below the graphs. Notice that the MODIS NDVI anomaly animation for 2009 has been added to the tabs.
Of the four stations, which had the lowest NDVI values in 2009?
The correct answer is b).
The plots show that Makueni in Eastern Kenya had the lowest NDVI - in September.
During which period(s) did Mombasa experience significantly depressed vegetation according to the time series? Choose all that apply.
The correct answers are a) and b).
May and August/September had the largest difference between the mean and the current NDVI. If you compare the time series with the anomaly animation, you'll see that the Mombasa area is brown during those periods, indicating reduced vegetation.
Now look at Siaya in Western Kenya. According to the time series, during which period(s) did Siaya experience significantly depressed vegetation? Choose all that apply.
The correct answers are b).
From April to July, Siaya had normal vegetation, unlike many other areas of Kenya. The largest difference between the mean and current occurred during August and early September.
Now we will look at a vegetation index from another organisation and see what it shows for a particular day in the MAM long rains period. EUMETSAT produces the MetOp Global Vegetation Index (MGVI), which is derived from its polar-orbiting satellite. The product is a weekly composite that helps monitor the density and vigor of green vegetation. It is used to classify land cover, estimate crop acreage, and detect plant stress.
This sample product lets us compare conditions in the GHA with the rest of Africa on 12 March 2009, the beginning of the long rains season. As you can see, Kenya, Somalia, and other regions of the GHA were very dry in comparison. Notice how healthy vegetation in Kenya was limited to the Lake Victoria area, extending slightly to the central region. Most of the rest of the country showed little or no vegetation.
Why were Tanzania and most of the neighboring countries to the south very green at this time?
The correct answer is b).
The rainfall season in Tanzania and most of the neighboring countries to the south had already started due to the approaching ITCZ.
Now we'll see what rain graphs indicate about rainfall amounts in coastal and central Kenya throughout 2009. Note that the rain graphs are made from station data.
How do the 2009 rainfall amounts compare to the long-term averages for the stations in Nairobi and Mombasa? Select the terms that complete each statement, then click Done.
As you know, the surface network in the GHA is sparsely distributed, making satellite data vital for monitoring drought. Among the commonly used products are satellite rainfall estimates (RFE), which combine data from satellite IR and microwave channels and numerical models.
Examine these plots of precipitation (RFE), precipitation percent of normal, and NDVI anomalies for 11 to 20 April 2009, then answer the questions below.
Based on the two RFE plots, which parts of Kenya received rainfall--but at levels that were 50% or lower of normal rainfall? Select the option(s) that apply, then click Done.
The correct answers are b) and c).
According to the data, areas of central and southeastern Kenya received 50% or lower of normal rainfall amounts from 11 to 20 April 2009.
Now compare the RFE percent of normal and NDVI anomaly maps. Which part of Kenya experienced the worst drought conditions from 11 to 20 April?
The correct answer is b).
Based on percent of normal rainfall estimates and anomalies of NDVI, central areas of Kenya had the worst drought conditions during this period. By comparing the animations of the RFE percent of normal and the NDVI, we can observe the response of the vegetation to rainfall during the rest of 2009.
For more information and data on RFE, access the following sites:
EUMETSAT's MSG natural colour RGB is made from three visible channels and does a good job of depicting many surface and near-surface features. It is useful for showing the effects of drought on vegetation, making it a good indicator of the performance of seasonal rains in rain-fed agricultural regions such as the GHA.
In the natural colour RGB, many features appear in their natural colours. Vegetation is green; deserts are reddish brown; and low clouds are white. Only snow cover and high ice clouds have a non-intuitive colour, cyan (that's to differentiate them from low clouds).
As the animation shows, the western region of Kenya is usually rainy during most of the year compared with the rest of the country. This is reflected in the greenish colour around Lake Victoria and over a bit of the central region. It's due to the afternoon lake breeze from the lake as well as rainstorms induced by the high mountains.
The northwest and northeast regions are mainly semi-arid as indicated by the shades of brown. The central region can also be dry and experiences drought at times.
The coastal region experiences more frequent rains due to sea breezes from the Indian Ocean.
Play the animation again, then answer the questions below.
Which region(s) in Kenya had good rainfall performance in January 2009? Select the option(s) that apply, then click Done.
The correct answers are a) and b).
Vegetation in Western and Central Kenya was strong in January due to the good rainfall performance of the previous season (OND 2008). However, the northeast and northwest regions had poor rainfall performance, making the areas quite dry.
Which month had the least vegetation?
The correct answer is c).
September had the lowest amount of vegetation. That is not surprising as the previous month, August, is the climatological minimum in rainfall. Recall the rainfall graphs shown earlier.
The MSG day microphysics RGB lets forecasters monitor convective activity on a daily basis. The most active parts of convective systems indicate the location of heavy rain showers. Naturally, the absence of shower activity for long periods increases the risk or severity of drought.
A simple way of estimating monthly cloud and rainfall amounts is to generate monthly average satellite images from infrared channels or RGB composites. This can be done with 15-minute images or daily images.
This image is the monthly average day microphysics RGB for July 2009. Blue areas are cloud-free/have no rain, while orange (yellow-brownish) areas have a high coverage of cold ice clouds and precipitation.
Based on the image, which part(s) of Kenya had well-developed convection in July 2009? Select the correct choice(s).
The correct answer is a).
We only find orange (yellow-brown) areas in the western part of the country. That's due to the availability of humidity from Lake Victoria and orographic rain from the mountains. The rest of the country is dry.
This image shows the monthly average for September 2009. Notice how much drier most of the country is. Significant convection appears only around the Lake Victoria region.
This is consistent with the relatively high NDVI values from Siaya just east of the lake.
Here's the MSG natural colour RGB for two days later, 11 September 2009. Notice how a large portion of eastern Africa looks similar to desert areas, such as the Sahara. This is particularly true of Somalia and eastern Kenya.
This close-up confirms how grave the situation was over Kenya and the neighboring countries in mid September.
Now we'll take a closer look at the last quarter of the year, September to December, and see what different types of data reveal. We'll begin by comparing MODIS NDVI and NDVI anomalies for September.
The NDVI plot shows green vegetation in South Sudan (A), Uganda (B), and Kenya (C). In contrast, the NDVI anomaly plot shows depression in those same areas. Which is more useful for monitoring drought? In general, anomaly plots are more informative than NDVI plots. The magnitude of the departure from normal gives a clearer picture of the extreme nature of drought.
These MGVI graphics are from March and October and show the impact of the northward progression of the ITCZ. Notice the northward shift in vegetation and the expanded area of red, especially over Kenya and Somalia, which indicates depressed vegetation.
This graphic shows the status of vegetation in the first dekad of October for the GHA. Why were NDVI values so low over most parts in Somalia and Kenya and some of Tanzania when in fact the rains had begun? Select the correct choice(s), then click Done.
The correct answers are a) and d).
There are two reasons. It takes vegetation approximately 10 days to respond to rainfall. Plus there was too little rainfall to cause significant change in vegetation.
Before we examine the short rains period of OND in more detail, let's look at a summary of the forecast issued on 26 August 2009 for that period.
"The Climate Outlook for the Short Rains (October-November-December) 2009 season indicates that much of the country is likely to experience near-normal rainfall tending to above-normal (enhanced). The expected enhanced seasonal rains are driven by the presence of an evolving El Niño in the equatorial eastern Pacific Ocean coupled with a warming Indian Ocean in areas adjacent to the East African coastline. This El Niño is currently classified as moderate or mild compared with that of 1997/98. The distribution of the rainfall in time and space is expected to be generally good over most places".
Let's see what actually happened.
Each tab has a product for the OND short rains season. Review each one, then click the Final Question tab. You will decide if the trend in the data matched the seasonal forecast. (Microphysics = 1. Rainfall Performance = 2. Natural Colour = 3. NDVI = 4. NDVI Anomalies = 5. Time series for Eastern Province = 6, Western = 7, Coast = 8, Central = 9)
As the region entered the short rains season of OND, convection started over Somalia, Ethiopia, and the central and coastal parts of Kenya. This is evident in this MSG day microphysics RGB made from images from 10 to 26 October 2009. The orange (reddish-brown) areas indicate precipitating convective clouds.
This map of rainfall performance in the GHA shows near-normal rains (in light green) in central and northwest Kenya during the OND period of 2009; and above-normal rains (in dark green) in the western and eastern parts of the country. The RFE for the same period showed above normal rainfall for most of Kenya. However some areas, particularly in northern Eastern Province, had below normal rainfall.
Overall, the rainfall over Kenya for OND 2009 was much improved from OND 2008.
The MSG natural colour RGB shows an increase in greenness (vegetation) over the eastern part of the GHA, especially Kenya, Tanzania, Somalia, and southern Ethiopia.
This NDVI product shows good performance in the GHA from October through December. Values are enhanced in Kenya, Tanzania, Somalia, and Southern Ethiopia. Note that some parts of Somalia, especially in the north, remain dry.
This NDVI anomaly product shows good performance in the GHA from October through December. Values are enhanced in Kenya, Tanzania, Somalia, and Southern Ethiopia. Note that some parts of Somalia, especially in the north, remain dry.
Did the trend basically match the seasonal forecast? Recall that it indicated that "much of the country is likely to experience near-normal rainfall tending to above-normal (enhanced)."
The correct answer is a).
The forecast correctly predicted the good OND rainfall season over Kenya. Some areas experienced better than average rainfall, while other were just below normal.
Recall the climate discussion in the forecast:
"The expected enhanced seasonal rains are driven by the presence of an evolving El Niño in the equatorial eastern Pacific Ocean coupled with a warming Indian Ocean in areas adjacent to the East African coastline. This El Niño is currently classified as moderate or mild compared with that of 1997/98. The distribution of the rainfall in time and space is expected to be generally good over most places."
In the next section, we'll discuss the climate cycles that impact the GHA and see what, if any, impact they had in 2009.
Rainfall in the GHA is highly variable. This is particularly true of the short rains. This variability is influenced by the coupling between atmospheric and oceanic dynamics. Anomalous gradients in tropical sea surface temperature (SST) lead to corresponding shifts in atmospheric circulations and rainfall patterns. The impacts on the GHA vary because of the complex local topography and climates.
The most dramatic of the coupled atmosphere-ocean phenomena is the El Niño-Southern Oscillation (ENSO) of the tropical Pacific Ocean, which affects the global climate. For more information on ENSO, access COMET's Tropical Textbook at http://www.meted.ucar.edu/tropical/textbook_2nd_edition/navmenu.php?tab=5&page=2.1.8.
However, the GHA is influenced more immediately by SST anomalies in the Indian Ocean and surface wind anomalies along the equatorial Indian Ocean. The Indian Ocean Dipole (IOD) or Indian Ocean Zonal Model (IOZM) is an east-west oscillation in SST anomalies that is accompanied by a shift in precipitation anomalies in East Africa, the Indian sub-continent, and Indonesia. Most of the variability of the East African short rains is linked to the IOD. For more information on the IOD, access Chapter 3 of COMET's Tropical Textbook at https://www.meted.ucar.edu/tropical/textbook_2nd_edition/navmenu.php?tab=4.
Generally, during the positive IOD phase:
During the negative IOD phase:
Generally, the positive dipole becomes apparent in early to mid-summer, reaches its peak in late fall to early winter, and rapidly decays during the boreal spring. The negative phase has similar timing, magnitude, and decay.
Extreme anomalies of seasonal rainfall over India and East Africa are correlated with the combined effect of IOD and ENSO events. These composites of SST anomalies for strong ENSO and IOD events show the typical pattern of SST anomalies for those periods. Note that the mechanisms for the IOD and its relationship with ENSO are still under active research.
Individual ENSO events vary in magnitude and timing, and their impact depends on their coincidence with the phases of the IOD. For example, in 1997/98, anomalously warm SSTs over the western Indian Ocean during the positive IOD and an El Niño event produced strong convection over eastern Africa and a 20-160% increase in rainfall in the Lake Victoria region. In contrast, previous El Niño periods caused only a 15-25% increase in rainfall.
The map below shows the critical regions for monitoring the Indian Ocean Dipole and ENSO. The areas impacted by ENSO are divided into four Niño regions. The Dipole Mode Index is the difference between the western and eastern Indian Ocean SST anomalies (SSTA).
In late 2008, cool SST anomalies were present over the northern tropical Indian Ocean, while La Niña conditions were present in the tropical Pacific. This pattern of SST anomalies accounts for the rainfall deficit and reduction in the NDVI that we saw in Kenya in early 2009.
These graphs are time series of SST anomalies for the Indian Ocean Dipole Mode and Niño regions from 1982 to 2011. Review them, then answer the questions below.
Based on the data, in what years would you expect that extremely dry periods might occur over the GHA? Select the correct option(s), then click Done.
The correct answers are b), d), e) and f).
The years of extremely dry conditions in the GHA are associated with strong negative IOD phases and strong La Niña events. These include 1983, 1999-2000, 2005, and 2008-2009.
When were extremely wet periods likely to occur over the GHA that would make widespread drought very unlikely? Select the correct option(s), then click Done.
The correct answers are a), d), e) and f).
The years of extremely wet conditions in the GHA are associated with strong positive IOD phases and strong El Niño events. These include 1982, 1994, 1997, and 2006.
Let's examine late 2008 through 2009 in more detail and see what the SST anomaly indices tell us about the GHA rainfall during this period. Review the plots, then answer the question below.
Based on the linkages between the SST anomalies and the GHA rainfall, when might dry periods be expected over the GHA? Select the correct option(s), then click Done.
The correct answers are a).
During late 2008, both the DMI and the Niño 3.4 SST anomalies were negative, and dry conditions followed across many areas of Kenya. The SST influence on drought in early 2009 can be seen in the station data and satellite-derived vegetation indices.
As the DMI increased, rainfall increased and vegetation health improved. However, the DMI was negative at the start of the short rains in 2009 while a mild El Niño was being established in the Pacific. So rainfall was expected to be near normal. By late 2009, El Niño was nearing its peak and the DMI was also positive. Rainfall increased and there was a corresponding increase in the NDVI.
GHA rainfall variability is occasionally influenced by Atlantic SST anomalies and corresponding shifts in the subtropical St. Helena Ridge that bring westerly winds far into the continent. Finally, mid-latitude circulations over the eastern Mediterranean and the Arabian Peninsula can influence seasonal rainfall in the GHA.
Rainfall patterns are well known in eastern Africa. Therefore, when seasonal performance is poor, concern is raised about the possibility of drought. 2009 had all the makings of a drought year. The GHA had experienced repeated seasons of poor rainfall performance beginning in 2003 (with the exception of 2006), and the short rains period of 2008 was very poor. This pattern continued through the long rains season of MAM 2009, resulting in devastating drought from July to October, especially in the northwestern part of the country. A good short rains season in OND improved conditions.
The KMD climate outlooks include descriptions of the impacts of weather events on the country. From these, we can see the impact of enhanced and diminished rainfall in the period covered by the module, the end of 2008 and all of 2009. Here are some examples.
Excerpts from the "12 November 2008 Review of the OND 2008 Short Rains Season"
Excerpts from the "29 May 2009 Review of the MAM Long Rains Season"
Excerpts from the "29 May 2009 Potential Impacts Expected for June-July-August"
This final assessment comes from the United States Agency for International Development (USAID) on 1 October 2009:
Climate change may increase the risk of drought in many parts of Africa. Declining and more erratic rainfall may result in lower agricultural production and more unpredictable harvests. It is critical to develop better ways of detecting the early onset of drought and plan for its adaptation. Satellites are vital to this effort given, for example, their global coverage and frequent updates. The data are critical for developing weather forecasts and improving weather and climate models.
We have presented a number of satellite-based products that forecasters can use to assess impending adverse weather-related events. We hope that you will use them in your forecasts throughout the year.
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The COMET® Program is sponsored by NOAA National Weather Service (NWS), with additional funding by:
The ASMET project is funded by EUMETSAT. For more information on ASMET, see https://www.meted.ucar.edu/communities/asmet/about.htm.